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The New York Stock Exchange | The Nasdaq Stock Market | NYSE Alternext or Regional Exchanges | Exchange - Listed Options
Securities Listed on New York Stock Exchange
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 88.32% |
| Limit orders as percentage of total non-directed orders | 6.37% |
| Other orders as percentage of total non-directed orders | 5.31% |
| Information Concerning Significant Venues | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
| 1. | National Financial Services, L.L.C. |
| 26.60% | 29.47% | 8.97% | 0.00% |
| 2. | Knight Capital Markets, L.L.C. |
| 26.25% | 24.45% | 31.72% | 49.59% |
|
| 18.61% | 18.29% | 16.55% | 26.45% |
| 4. | Citadel Derivatives Group LLC |
| 15.76% | 15.95% | 26.21% | 0.00% |
| 5. | Citigroup Global Markets, Inc |
| 7.11% | 8.00% | 0.69% | 0.00% |
| 6. | Automated Trading Desk Financial Services, L.L.C. |
| 2.63% | 1.14% | 5.52% | 23.97% |
|
| 1.23% | 1.39% | 0.00% | 0.00% |
|
| 0.83% | 0.94% | 0.00% | 0.00% |
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| 0.26% | 0.00% | 4.14% | 0.00% |
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| 0.18% | 0.00% | 2.76% | 0.00% |
Securities Listed on The Nasdaq Stock Market
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 85.84% |
| Limit orders as percentage of total non-directed orders | 9.89% |
| Other orders as percentage of total non-directed orders | 4.27% |
| Information Concerning Significant Venues : | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
|
| 26.13% | 25.32% | 33.33% | 25.71% |
| 2. | Citadel Derivatives Group LLC |
| 22.83% | 24.32% | 19.75% | 0.00% |
| 3. | National Financial Services, L.L.C. |
| 21.00% | 22.76% | 14.81% | 0.00% |
| 4. | Knight Equity Markets, L.P. |
| 18.19% | 16.50% | 14.81% | 60.00% |
| 5. | Citigroup Global Markets, Inc. |
| 6.96% | 8.11% | 0.00% | 0.00% |
|
| 2.08% | 2.42% | 0.00% | 0.00% |
| 7. | Automated Trading Desk Financial Services, L.L.C. |
| 0.73% | 0.14% | 0.00% | 14.29% |
|
| 0.73% | 0.00% | 7.41% | 0.00% |
|
| 0.49% | 0.00% | 4.94% | 0.00% |
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| 0.37% | 0.00% | 3.70% | 0.00% |
Securities Listed on NYSE Alternext or Regional Exchanges
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 89.95% |
| Limit orders as percentage of total non-directed orders | 6.39% |
| Other orders as percentage of total non-directed orders | 3.65% |
| Information Concerning Significant Venues : | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
| 1. | Citadel Derivatives Group LLC |
| 28.31% | 30.20% | 17.86% | 0.00% |
| 2. | National Financial Services, L.L.C. |
| 25.80% | 26.90% | 25.00% | 0.00% |
| 3. | Knight Capital Markets, L.L.C. |
| 25.57% | 23.60% | 32.14% | 62.50% |
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| 11.87% | 11.17% | 14.29% | 25.00% |
| 5. | Citigroup Global Markets, Inc. |
| 3.88% | 4.31% | 0.00% | 0.00% |
| 6. | Automated Trading Desk Financial Services, L.L.C. |
| 2.97% | 2.79% | 0.00% | 12.50% |
| 7. | Domestic Securities Inc. |
| 0.68% | 0.51% | 3.57% | 0.00% |
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| 0.23% | 0.00% | 3.57% | 0.00% |
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| 0.23% | 0.00% | 3.57% | 0.00% |
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| 0.23% | 0.25% | 0.00% | 0.00% |
Exchange - Listed Options
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 37.50% |
| Limit orders as percentage of total non-directed orders | 62.50% |
| Other orders as percentage of total non-directed orders | 0.00% |
| Information Concerning Significant Venues : | as percentage of total market orders |
| Non-directed orders | Market orders | Limit orders | Other orders |
|
| 37.50% | 33.33% | 40.00% | 0.00% |
| 2. | The Chicago Board Options Exchange |
| 29.17% | 33.33% | 26.67% | 0.00% |
|
| 20.83% | 11.11% | 26.67% | 0.00% |
| 4. | The International Securities Exchange |
| 8.33% | 11.11% | 6.67% | 0.00% |
| 5. | Nasdaq Execution Services, L.L.C. |
| 4.17% | 11.11% | 0.00% | 0.00% |
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